-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D2WosezLgI8S/QNmdoS/Vbi17YJi3V/p3QkQnxYwjjOcc9sQmlFsvOfirN8Qh0T6 y44Z1T/K+Nu6el4VoBpHYg== 0001193125-04-205428.txt : 20041201 0001193125-04-205428.hdr.sgml : 20041201 20041130180917 ACCESSION NUMBER: 0001193125-04-205428 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20041201 DATE AS OF CHANGE: 20041130 GROUP MEMBERS: UNITED HEALTHCARE SERVICES, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DRUGMAX INC CENTRAL INDEX KEY: 0000921878 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 341755390 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50645 FILM NUMBER: 041175492 BUSINESS ADDRESS: STREET 1: 12505 STARKEY RD STREET 2: SUITE A CITY: LARGO STATE: FL ZIP: 33773 BUSINESS PHONE: 7275330431 MAIL ADDRESS: STREET 1: 6950 BRYAN DAIRY ROAD CITY: LARGO STATE: FL ZIP: 33777 FORMER COMPANY: FORMER CONFORMED NAME: DRUGMAX COM INC DATE OF NAME CHANGE: 20000208 FORMER COMPANY: FORMER CONFORMED NAME: NUTRICEUTICALS COM CORP DATE OF NAME CHANGE: 19990629 FORMER COMPANY: FORMER CONFORMED NAME: NUMED SURGICAL INC DATE OF NAME CHANGE: 19940419 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNITEDHEALTH GROUP INC CENTRAL INDEX KEY: 0000731766 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 411321939 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: UNITEDHEALTH GROUP CENTER STREET 2: 9900 BREN ROAD EAST CITY: MINNEAPOLIS STATE: MN ZIP: 55343 BUSINESS PHONE: 9529361300 MAIL ADDRESS: STREET 1: 9900 BREN ROAD EAST CITY: MINNETONKA STATE: MN ZIP: 55343 FORMER COMPANY: FORMER CONFORMED NAME: UNITED HEALTHCARE CORP/ DATE OF NAME CHANGE: 20000309 FORMER COMPANY: FORMER CONFORMED NAME: UNITED HEALTHCARE CORP DATE OF NAME CHANGE: 19920703 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Schedule 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No.     )

 

 

 

DrugMax, Inc.


(Name of Issuer)

 

Common Stock


(Title of Class of Securities)

 

 

262240104


                                (CUSIP Number)                                

 

November 12, 2004


(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

x Rule 13d-1(c)

 

¨ Rule 13d-1(d)


Page 2 of 5

 

CUSIP NO. 262240104

 

  1.  

Name of reporting persons:

I.R.S. Identification Nos. of above persons (entities only): 41-1321939

 

            UnitedHealth Group Incorporated

   
  2.  

Check the appropriate box if a member of a group

(a)  ¨

(b)  ¨

   
  3.  

SEC use only

 

   
  4.  

Citizenship or place of organization:

 

            Minnesota

   

Number of

shares

beneficially

owned by

each

reporting

person

with

 

  5.    Sole voting power:

 

                0


  6.    Shared voting power:

 

                 3,256,730 (1)


  7.    Sole dispositive power:

 

                0


  8.    Shared dispositive power:

 

                3,256,730 (1)

  9.  

Aggregate amount beneficially owned by each reporting person:

 

            3,256,730 (1)

   
10.  

Check if the aggregate amount in Row (9) excludes certain shares

 

 

¨

 

11.  

Percent of class represented by amount in Row 9:

 

            16.2% (2)

   
12.  

Type of reporting person:

 

            CO

   

 

(1) These Shares are held by United HealthCare Services, Inc., a wholly owned subsidiary of UnitedHealth Group Incorporated, and include 815,917 Shares subject to Warrants which are currently exercisable.
(2) Based upon an aggregate of 20,151,985 shares outstanding, which consists of 8,201,886 shares outstanding on November 11, 2004, plus 10,470,507 shares issued to the shareholders of Familymeds Group, Inc. in connection with the Issuer’s merger with Familymeds, plus 663,675 shares of Restricted Stock issued to certain employees and directors in connection with the merger, plus 815,917 shares subject to Warrants.


Page 3 of 5

 

CUSIP No. 262240104

 

  1.  

Name of reporting persons:

I.R.S. Identification Nos. of above persons (entities only): 41-1289245

 

             United HealthCare Services, Inc.

   
  2.  

Check the appropriate box if a member of a group

(a)  ¨

(b)  ¨

   
  3.  

SEC use only

 

   
  4.  

Citizenship or place of organization:

 

            Minnesota

   

Number of

shares

beneficially

owned by

each

reporting

person

with

 

  5.    Sole voting power:

 

                3,256,730 (3)


  6.    Shared voting power:

 

                0


  7.    Sole dispositive power:

 

                3,256,730 (3)


  8.    Shared dispositive power:

 

                0

  9.  

Aggregate amount beneficially owned by each reporting person:

 

            3,256,730 (3)

   
10.  

Check if the aggregate amount in Row (9) excludes certain shares

 

 

¨

 

11.  

Percent of class represented by amount in Row 9:

 

            16.2% (4)

   
12.  

Type of reporting person:

 

            CO

   

 

(3) Includes 815,917 Shares subject to Warrants which are currently exercisable.
(4) Based upon an aggregate of 20,151,985 shares outstanding, which consists of 8,201,886 shares outstanding on November 11, 2004, plus 10,470,507 shares issued to the shareholders of Familymeds Group, Inc. in connection with the Issuer’s merger with Familymeds, plus 663,675 shares of Restricted Stock issued to certain employees and directors in connection with the merger, plus 815,917 shares subject to warrants.


Page 4 of 5

 

Item 1

 

(a).

  

Name of issuer:

 

DrugMax, Inc.

    

Item 1

 

(b).

  

Address of issuer’s principal executive offices:

 

312 Farmington Avenue Farmington, CT 06032

    

Item 2

 

(a).

  

Names of person filing:

 

United HealthCare Services, Inc.

    

Item 2

 

(b).

  

Address of principal business office:

 

9900 Bren Road East, Minnetonka, MN 55343

    

Item 2

 

(c).

  

Citizenship:

 

Minnesota

    

Item 2

 

(d).

  

Title of class of securities:

 

Common Stock

    

Item 2

 

(e).

  

CUSIP No.:

 

262240104

    

Item 3.

  If this statement is filed pursuant to Secs. 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
    (a)    ¨    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);          
    (b)    ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);          
    (c)    ¨    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);          
    (d)    ¨    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);          
    (e)    ¨    An investment adviser in accordance with Sec. 240.13d-1(b)(1)(ii)(E);          
    (f)    ¨    An employee benefit plan or endowment fund in accordance with Sec. 240.13d-1(b)(1)(ii)(F);          
    (g)    ¨    A parent holding company or control person in accordance with Sec. 240.13d-1(b)(ii)(G);          
    (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);          
    (i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c) (14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);          
    (j)    ¨    Group, in accordance with Sec. 240.13d-1(b)(1)(ii)(J).          

Item 4.

  Ownership          
    (a)    Amount beneficially owned: 3,256,730 (5)          
    (b)    Percent of class: 16.2%          
    (c)    Number of shares as to which the person has:          
         (i)    Sole power to vote or to direct the vote: 3,256,730 (5)          
         (ii)    Shared power to vote or to direct the vote: 0          
         (iii)    Sole power to dispose or to direct the disposition of: 3,256,730 (5)          
         (iv)    Shared power to dispose or to direct the disposition of: 0          

(5) Includes 815,917 Shares subject to Warrants which are currently exercisable.


Page 5 of 5

 

Item 5.

   Ownership of 5 percent or Less of a Class: N/A     

Item 6.

   Ownership of More than 5 Percent on Behalf of Another Person: N/A          

Item 7.

   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: N/A

Item 8.

   Identification and Classification of Members of the Group: N/A          

Item 9.

   Notice of Dissolution of Group: N/A          

Item 10.

   Certifications          

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having the purpose or effect.

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: November 30, 2004

 

UNITED HEALTHCARE SERVICES, INC.

   

By

 

/S/    DAVID J. LUBBEN


       

David J. Lubben

       

Secretary and General Counsel


Exhibit 1

 

JOINT FILING AGREEMENT

 

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Schedule 13G (including amendments thereto) with respect to the common stock of DrugMax, Inc. and further agree that this Joint Filing Agreement be included as an exhibit to such joint filing.

 

Dated: November 30, 2004

      UNITED HEALTHCARE SERVICES, INC.
            By:  

/s/    David J. Lubben

               

David J. Lubben

Secretary and General Counsel

        UNITEDHEALTH GROUP INCORPORATED
            By:  

/s/    David J. Lubben

               

David J. Lubben

Secretary and General Counsel

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